-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KY+Oqhh2l5tR0rPSl4dPKgl765q+y6tqCW5ox5XGjz4AgdXRHk/5dCLdnBPeiXxh lppw24an9PCuCrwcILq79w== /in/edgar/work/0001125282-00-000760/0001125282-00-000760.txt : 20001122 0001125282-00-000760.hdr.sgml : 20001122 ACCESSION NUMBER: 0001125282-00-000760 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LADISH CO INC CENTRAL INDEX KEY: 0000814250 STANDARD INDUSTRIAL CLASSIFICATION: [3460 ] IRS NUMBER: 311145953 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-53969 FILM NUMBER: 774138 BUSINESS ADDRESS: STREET 1: 5481 S PACKARD AVE CITY: CUDAHY STATE: WI ZIP: 53110 BUSINESS PHONE: 4147472611 MAIL ADDRESS: STREET 1: 5481 SOUTH PACKARD AVE CITY: CUDAHY STATE: WI ZIP: 53110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EMPLOYEES RETIREMENT PLAN OF CONSOLIDATED ELECTRICAL DISTRIB CENTRAL INDEX KEY: 0000909611 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 952563864 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O PAMELA B. JOHNSON, ESQ STREET 2: PO BOX 5041 CITY: THOUSAND OAKS STATE: CA ZIP: 91359 SC 13D/A 1 0001.txt SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Ladish Co., Inc. COMMON STOCK, Par Value $0.01 50574200 The Employees' Retirement Plan of Consolidated Electrical Distributors, Inc. c/o Pamela B. Johnson, Esq., P. O. Box 5041, Thousand Oaks, CA 91359 (818) 597-3754 September 5, 2000 1 Name of Reporting Persons S.S. or IRS Identification No. of above person Employees' Retirement Plan of Consolidated Electrical Distributors, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization California, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER 339,500 SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER None EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER 339,500 PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 339,500 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 2.63% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 1 Name of Reporting Persons S.S. or IRS Identification No. of above person Employees' Retirement Plan of Hajoca Corporation - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Pennsylvania, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER 130,000 SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER None EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER 130,000 PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 130,000 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 1.01% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 1 Name of Reporting Persons S.S. or IRS Identification No. of above person Employees' Retirement Plan of Rolled Alloys, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Michigan, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER 75,000 SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER None EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER 75,000 PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 75,000 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 0.58% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 1 Name of Reporting Persons S.S. or IRS Identification No. of above person Keith W. Colburn Retirement Plan - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Illinois, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER None SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER 2,700 EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER None PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER 2,700 - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,700 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 0.02% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* EP - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 1 Name of Reporting Persons S.S. or IRS Identification No. of above person Keith W. Colburn Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* WC - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Illinois, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER None SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER 2,700 EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER None PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER 2,700 - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,700 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 0.02% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* OO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 6 1 Name of Reporting Persons S.S. or IRS Identification No. of above person David D. Colburn - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* (a) (b) X - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 Source of Funds* PF - -------------------------------------------------------------------------------- 5 Check Box If Disclosure of Legal Proceedings is Required Pursuant to Items 2(D) or 2(E) - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Illinois, U.S. - -------------------------------------------------------------------------------- NUMBER OF | 7 | SOLE VOTING POWER 1,000 SHARES | | BENEFICIALLY | | OWNED BY | 8 | SHARED VOTING POWER None EACH | | REPORTING | 9 | SOLE DISPOSITIVE POWER 1,000 PERSON WITH | | | | | 10 | SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,000 - ------------------------------------------------------------------------------ 12 Check If the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------ 13 Percent of Class Represented by Amount in Row (11) 0.007% - ------------------------------------------------------------------------------ 14 Type of Reporting Person* IN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! 7 CUSIP NO. 046613105 13D Page 1 of 6 Amendment No. 1 INTRODUCTION The Employees' Retirement Plan of Consolidated Electrical Distributors, Inc., a California trust ("CED Pension Plan"), hereby files this Amendment No. 1 (the "Amendment") to the Statement on Schedule 13D (the "Statement") on behalf of the Reporting Persons identified in Item 2 of the Statement pursuant to the Agreement With Respect To Schedule 13D attached to the Schedule 13D filed on May 24, 1999. Defined terms not otherwise defined herein have the meanings ascribed thereto in the Statement. Only those Items amended are reported herein. Item 2. Identity and Background. Item 2 is amended to add the following additional Reporting Persons: d. Keith W. Colburn Retirement Plan ("Colburn KEOGH"). The principal executive offices of Colburn KEOGH are located at Paine Webber, 5 River Drive, Suite 120, Northbrook, Illinois 60062. Colburn KEOGH is a retirement plan formed for the purpose of making investments. e. Keith W. Colburn Trust ("Colburn Trust"). The principal executive offices of Colburn Trust are located at 555 Skokie Blvd., Suite 555, Northbrook, Illinois 60062. Colburn Trust is organized under Declaration of Trust, dated February 16, 1978, and was formed for the purpose of making investments. CUSIP NO. 046613105 13D Page 2 of 6 Amendment No. 1 f. David D. Colburn ("D. Colburn"). D. Colburn's place of business is 555 Skokie Blvd., Suite 555, Northbrook, Illinois 60062. D. Colburn is a private investor. Item 3. Source and Amount of Funds or Other Consideration. Item 3 is amended by adding the following paragraph: On May 24, 1999, the Colburn KEOGH purchased 2,500 shares of Common Stock on the open market at a purchase price of $8.43 per share; on May 24, 1999, the Colburn Trust purchased 2,500 shares of Common Stock on the open market at a purchase price of $8.43 per share; on May 24, 1999, D. Colburn purchased 1,000 shares of Common Stock on the open market at a purchase price of $8.38 per share; on June 3, 2000, the Colburn Trust purchased 200 shares of Common Stock on the open market at a purchase price of $7.66 per share; on June 9, 1999, the CED Pension Plan purchased 5,000 shares of Common Stock on the open market at a purchase price of $7.56 per share; on June 10, 1999, the CED Pension Plan purchased 10,000 shares of Common Stock on the open market at a purchase price of $7.48 per share; on November 8, 1999, the CED Pension Plan sold 1,500 shares of Common Stock on the open market at a sales price of $7.00 per share; on November 11, 1999, the CED Pension Plan sold 20,000 shares of Common Stock on the open market at a sales price of $6.88 per share; on November 15, 1999, the CED Pension Plan sold 2,000 shares of Common Stock on the open market at a sales price of $6.94 per share; on December 28, 1999, the Colburn Trust sold 2,500 shares of Common Stock on the open market at a sales price of $6.21 per share; on April 12, 2000, the CED Pension Plan sold 10,000 shares of Common Stock on the open market at a sales price of $6.75 per share; on August 31, 2000, the CED Pension Plan sold 22,000 shares of Common Stock on the open market at a sales CUSIP NO. 046613105 13D Page 3 of 6 Amendment No. 1 price of $12.44 per share; on September 1, 2000, the CED Pension Plan sold 78,000 shares of Common Stock on the open market at a sales price of $12.44 per share; on September 5, 2000, the Rolled Alloys Pension Plan sold 7,500 shares of Common Stock on the open market at a sales price of $13.44 per share; on September 6, 2000, Rolled Alloys Pension Plan sold 17,500 shares of Common Stock on the open market at a sales price of $13.50 per share; on September 6, 2000, Hajoca Pension Plan sold 15,000 shares of Common Stock at a sales price of $13.50 per share; and on September 25, 2000, Hajoca Pension Plan sold 5,000 shares of Common Stock at a sales price of $13.50 per share. A table identifying each sale is included in Item 5(c) of this Amendment. Item 5. Interest in Securities of the Issuer. Item 5 is amended and restated as follows: (a) and (b). The aggregate number of shares and percentage of Common Stock of the Issuer (based upon the Issuer's report on Form 10Q that it had 12,896,868 shares of Common Stock outstanding as of June 30, 2000) beneficially owned by each person named in Item 2, as well as the number of shares of Common Stock as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or direct the disposition, is set forth in the following table: CUSIP NO. 046613105 13D Page 4 of 6 Amendment No. 1
Reporting Person No. of Percentage Power to Vote Power to Dispose Shares of Class Shared Sole Shared Sole Benef. Owned - --------------------------------------------------------------------------------------------- CED Pension Plan 339,500 2.63% 339,500 339,500 - --------------------------------------------------------------------------------------------- Hajoca Pension Plan 130,000 1.01% 130,000 130,000 - --------------------------------------------------------------------------------------------- Rolled Alloys Pension Plan 75,000 .58% 75,000 75,000 - --------------------------------------------------------------------------------------------- Colburn Trust 2,700 .02% 2,700 2,700 - --------------------------------------------------------------------------------------------- Colburn KEOGH 2,700 .02% 2,700 2,700 - --------------------------------------------------------------------------------------------- D. Colburn 1,000 .007% 1,000 1,000 - ---------------------------------------------------------------------------------------------
The aggregate number of shares owned by the Reporting Persons is 548,200, or 4.25%, which is below the reporting threshold for Schedule 13D. The information required by Item 5 with respect to persons with whom voting or dispositive power is shared is set forth in Item 2. (c) To the best knowledge of the Reporting Persons, no person described in paragraph (a) of this Item 5 has effected any transaction in the Common Stock of the Issuer during the past 60 days other than as set forth in the table below:
DATE PURCHASER/ NO. SHARES TOTAL SALES/ SELLER SOLD/PURCHASED PURCHASE PRICE ($) - ---------------------------------------------------------------------------------------------------------------------- 05/24/99 Colburn KEOGH 2,500 21,066 - ---------------------------------------------------------------------------------------------------------------------- 05/24/99 Colburn Trust 2,500 21,066 - ---------------------------------------------------------------------------------------------------------------------- 05/24/99 D. Colburn 1,000 8,383 - ---------------------------------------------------------------------------------------------------------------------- 06/03/99 Colburn Trust 200 1,532 - ---------------------------------------------------------------------------------------------------------------------- 06/09/99 CED Pension Plan 5,000 37,800 - ---------------------------------------------------------------------------------------------------------------------- 06/10/99 CED Pension Plan 10,000 74,819 - ---------------------------------------------------------------------------------------------------------------------- 11/08/99 CED Pension Plan -1,500 (10,503) - ---------------------------------------------------------------------------------------------------------------------- 11/11/99 CED Pension Plan -20,000 (137,545) - ---------------------------------------------------------------------------------------------------------------------- 11/15/99 CED Pension Plan -2,000 (13,880) - ---------------------------------------------------------------------------------------------------------------------- 12/28/99 Colburn Trust -2,500 (15,518) - ---------------------------------------------------------------------------------------------------------------------- 04/12/00 CED Pension Plan -10,000 (67,525) - ---------------------------------------------------------------------------------------------------------------------- 08/31/00 CED Pension Plan -22,000 (273,680) - ---------------------------------------------------------------------------------------------------------------------- 09/01/00 CED Pension Plan -78,000 (970,320) - ---------------------------------------------------------------------------------------------------------------------- 09/05/00 Rolled Alloys Pension Plan -7,500 (100,797) - ---------------------------------------------------------------------------------------------------------------------- 09/06/00 Rolled Alloys -17,500 (235,192) Pension Plan - ---------------------------------------------------------------------------------------------------------------------- 09/06/00 Hajoca Pension Plan -15,000 (201,593) - ---------------------------------------------------------------------------------------------------------------------- 09/25/00 Hajoca Pension Plan -5,000 (67,198) - ---------------------------------------------------------------------------------------------------------------------- TOTAL -159,800 (1,929,085) -------- -----------
CUSIP NO. 046613105 13D Page 5 of 6 Amendment No. 1 To the best knowledge of the Reporting Persons, no person other than the Reporting Persons and their equity owners has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock of the Issuer. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. The first paragraph of Item 6 is amended and restated to read as follows: CED Pension Plan beneficially owns 339,500 shares of Common Stock. Hajoca Pension Plan beneficially owns 130,000 shares of Common Stock. Rolled Alloys Pension Plan beneficially owns 75,000 shares of Common Stock. Keith W. Colburn is the beneficiary of the Colburn Trust and Colburn Keogh, which together own 2,700 shares of stock. David D. Colburn beneficially owns 1,000 shares of stock. Keith W. Colburn is a member of the Investment Committees of CED Pension Plan, Hajoca Pension Plan, and Rolled Alloys Pension Plan. David D. Colburn is a member of the Investment Committee of CED Pension Plan. CUSIP NO. 046613105 13D Page 6 of 6 Amendment No. 1 SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: November 16th, 2000 The Employees' Retirement Plan of Consolidated Electrical Distributors, Inc. By: /s/ John D. Parish ------------------------------- Its: Committee Member ------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----